SEC and Regulatory Filings
Registration Statement
A formal filing used to register securities before they are offered to the public.
Also called: registered offering filing
What it means
A registration statement is the official filing submitted to register securities with the SEC before a public offering. It includes extensive disclosure about the company, the offering, and the risks involved.
Why it matters
It helps users understand the legal paperwork behind public offerings and why new issues come with large disclosure documents.